Breaches in SEC Reports

Gregory Fleischer saw my Shmoo talk, and was kind enough to tell me when he found breaches in SEC reports:

At your Shmoocon talk you mentioned that you had difficulty finding
SEC filings related to security breaches. I was doing some research
and came across several SEC filings that discuss security breaches.

Generally, these items are going to appear in either a 10-Q or 10-K.
Typically, this will be some boilerplate warning in the risk factors
section such as:

A material security breach of our information systems or data could
harm our reputation, cause a decrease in the number of customers,
and adversely affect our financial condition or results of operations.

He’s found that this Google search against the edgar-online site
works well: (“disclosure of personal information”|”security breach”) (“10-K”|”10K”|”10-Q”|”10Q”) site:edgar-online.com

I haven’t had time to read all of these, but being a fan of evidence, I wanted to share data points as I learned them.

1 thought on “Breaches in SEC Reports

  1. I came across your website when looking for speakers who can talk about social engineering to a college campus in Washington state. Any ideas, suggestions or help would be appreciated!
    JJ

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